Threadneedle Asset Management Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Madeline Forrester

  IRN MXF01105

  • CF29 Significant management (1 Nov 2007 to 12 Aug 2011)
  • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (27 Jan 2006 to 31 Oct 2007)
  • CF27 Investment Management (1 Aug 2003 to 31 Oct 2007)
• Malcolm David Callaghan

  IRN MDC01062

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
• Malcolm Hugh David Kemp

  IRN MHK01010

  • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Mandy Coatsworth

  IRN MJC01341

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Marc Jay Harrington

  IRN MJH01262

  • [FCA CF] Material risk taker (since 27 May 2020)
  • [FCA CF] Client dealing (since 27 May 2020)
• Marcus Goh

  IRN MXG00457

  • [FCA CF] Client dealing (since 21 Dec 2021)
• Margaret Ann Steele

  IRN MAS01246

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
  • CF30 Customer (3 Mar 2009 to 8 Dec 2019)
• Marie-Jeanne Chevremont-Lorenzini

  IRN MXC02235

  • CF2 Non Executive Director (26 Mar 2010 to 8 Dec 2019)
• Marius Botha

  IRN MXB02276

  • CF30 Customer (1 Nov 2007 to 15 Sep 2009)
  • CF27 Investment Management (25 Sep 2006 to 31 Oct 2007)
• Mark Adrian Harris

  IRN MAH01162

  • CF30 Customer (1 Nov 2007 to 3 Dec 2010)
  • CF26 Customer Trading (14 Jul 2004 to 31 Oct 2007)

No changes recorded yet.