Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MFS INTERNATIONAL (U.K.) LIMITED (no longer approved here)

    FRN 181136

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2025)
    • CF1 Director (3 Aug 2018 to 8 Dec 2019)
    • CF30 Customer (28 Oct 2014 to 8 Dec 2019)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • Responsible for Insurance Mediation (6 May 2008 to 12 Aug 2011)
    • CF29 Significant management (2 May 2008 to 12 Aug 2011)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF29 Significant management (2 May 2008 to 12 Aug 2011)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF29 Significant management (1 Nov 2007 to 12 Aug 2011)
    • CF1 Director (8 Jun 2006 to 12 Aug 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Jan 2006 to 31 Oct 2007)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF29 Significant management (1 Nov 2007 to 12 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Aug 2003 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF29 Significant management (1 Nov 2007 to 12 Aug 2011)
    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (27 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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