Marc Jay Harrington

• Columbia Threadneedle Management Limited

  FRN 119230

  • [FCA CF] Client dealing (since 17 May 2024)
  • [FCA CF] Material risk taker (since 17 May 2024)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2017)
  • CF26 Customer Trading (11 Oct 2004 to 31 Oct 2007)
• Threadneedle Asset Management Limited

  FRN 122194

  • [FCA CF] Client dealing (since 27 May 2020)
  • [FCA CF] Material risk taker (since 27 May 2020)
• Threadneedle International Limited

  FRN 143014

  • [FCA CF] Material risk taker (since 27 May 2020)
  • [FCA CF] Client dealing (since 27 May 2020)
• BGC Brokers L.P (no longer approved here)

  FRN 454814

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 May 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2020)
  • CF30 Customer (26 Apr 2017 to 8 Dec 2019)
• Columbia Threadneedle Fund Management Limited (no longer approved here)

  FRN 121940

  • CF30 Customer (1 Nov 2007 to 5 Mar 2012)
  • CF26 Customer Trading (7 Aug 2002 to 31 Oct 2007)
• Columbia Threadneedle Investment Business Limited (no longer approved here)

  FRN 177896

  • CF30 Customer (1 Nov 2007 to 6 Mar 2017)
  • CF26 Customer Trading (16 Jan 2007 to 31 Oct 2007)

No changes recorded yet.