Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Client dealing (31 Dec 2023 to 30 Jun 2025)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • [FCA CF] Client dealing (11 Oct 2023 to 30 Jun 2025)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (3 Mar 2009 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2025)
    • CF30 Customer (3 Mar 2009 to 8 Dec 2019)
  • Pictet Asset Management Limited (no longer approved here)

    FRN 181966

    • CF30 Customer (1 Nov 2007 to 6 Oct 2008)
    • CF27 Investment Management (1 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.