Marius Botha

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M & G Financial Services Limited
FRN 122058
- [FCA CF] Material risk taker (since 22 Mar 2024)
M&G Alternatives Investment Management Limited
FRN 122011
- [FCA CF] Material risk taker (since 2 Feb 2023)
M & G Securities Limited
FRN 122057
- [FCA CF] Material risk taker (since 2 Feb 2023)
M&G Investment Management Limited
FRN 119328
- SMF4 Chief Risk (since 2 Nov 2020)
Threadneedle International Limited (no longer approved here)
FRN 143014
- CF30 Customer (5 Feb 2008 to 15 Sep 2009)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- CF30 Customer (1 Nov 2007 to 15 Sep 2009)
- CF27 Investment Management (25 Sep 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.