Thornbridge Investment Management LLP

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FRN: 713859
Date authorised: 1 February 2016
Companies House: OC398922
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

Web

http://www.thornbridge.com
Complaints Contact

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

John Andrew Hollin
IRN JAH01460
- CF1 Director (AR) (12 Nov 2016 to 22 Nov 2016)
- CF30 Customer (29 Oct 2016 to 18 Oct 2017)
John Brian Sullivan
IRN JXS86766
- CF1 Director (AR) (2 Jul 2020 to 15 Mar 2022)
- CF30 Customer (2 Jul 2020 to 26 Jul 2021)
John Edward Pryce-Robertson
IRN JEP01188
- CF30 Customer (31 Mar 2017 to 16 May 2018)
John Hampel
IRN JLH01072
- [FCA CF] Client dealing (25 Mar 2021 to 16 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (25 Mar 2021 to 16 Jan 2023)
- CF1 Director (AR) (1 May 2019 to 16 Jan 2023)
- CF30 Customer (6 Feb 2018 to 16 Jan 2023)
John Henry Lowry
IRN JHL01058
- CF1 Director (AR) (since 24 Feb 2025)
- CF30 Customer (since 24 Feb 2025)
John Joe Traynor
IRN JJT01015
- CF30 Customer (since 18 Aug 2021)
- CF4 Partner (AR) (since 18 Aug 2021)
- CF1 Director (AR) (27 Dec 2024 to 7 Aug 2025)
John Michael Stevenson
IRN JMS00109
- CF1 Director (AR) (since 2 Jul 2020)
John Robert Mackenzie
IRN JRM01324
- CF30 Customer (22 Mar 2018 to 25 Oct 2019)
John William Leavesley
IRN JWL01093
- CF1 Director (AR) (7 Mar 2018 to 15 Nov 2019)
- CF30 Customer (7 Mar 2018 to 15 Nov 2019)
Johnathan Garland
IRN JXG01911
- CF30 Customer (since 26 Sep 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Y Tree Limited (no longer appointed)
FRN 799043 · Appointed 19 Jan 2018 · Until 17 Jan 2023
Cognition Investment Partners Limited (no longer appointed)
FRN 798536 · Appointed 12 Jan 2018 · Until 17 May 2018
Contexo Capital Ltd (no longer appointed)
FRN 798497 · Appointed 12 Jan 2018 · Until 2 Dec 2019 · Tied agent
Lamassu Capital Ltd (no longer appointed)
FRN 796551 · Appointed 14 Dec 2017 · Until 30 Dec 2020 · Tied agent
Round Hill Capital Markets Ltd (no longer appointed)
FRN 794041 · Appointed 14 Nov 2017 · Until 15 Mar 2022 · Tied agent
Eiger Advisors Limited (no longer appointed)
FRN 791892 · Appointed 19 Oct 2017 · Until 31 May 2023
Berkeley Rock Capital Ltd (no longer appointed)
FRN 791873 · Appointed 18 Oct 2017 · Until 23 May 2019
QLO Capital Limited (no longer appointed)
FRN 791395 · Appointed 12 Oct 2017 · Until 24 Sep 2021 · Tied agent
Mint Global Markets UK Ltd. (no longer appointed)
FRN 791308 · Appointed 12 Oct 2017 · Until 18 Nov 2019
Agora Group Limited (no longer appointed)
FRN 790905 · Appointed 10 Oct 2017 · Until 14 Dec 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.