Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thornbridge Investment Management LLP
FRN 713859
- CF1 Director (AR) (since 2 Jul 2020)
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Luna Investment Management Limited
FRN 923454
- (3)Employed By (since 2 Jul 2020)
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Pareto Financial Planning Limited
FRN 618272
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (3 Nov 2014 to 8 Dec 2019)
- CF1 Director (3 Nov 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Nov 2014 to 12 Jan 2016)
- CF11 Money Laundering Reporting (3 Nov 2014 to 12 Jan 2016)
- Responsible for Insurance Mediation (3 Nov 2014 to 30 Sep 2018)
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Pensionhelp Limited
FRN 754665
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (3 Apr 2017 to 8 Dec 2019)
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- CF1 Director (AR) (10 Feb 2012 to 10 Dec 2014)
- CF4 Partner (AR) (20 May 2008 to 23 Mar 2012)
- CF30 Customer (1 Nov 2007 to 10 Dec 2014)
- CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
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- CF1 Director (AR) (25 Mar 2010 to 26 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.