Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 2 Jul 2020)
    • (3)Employed By (since 2 Jul 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2014 to 12 Jan 2016)
    • CF11 Money Laundering Reporting (3 Nov 2014 to 12 Jan 2016)
    • Responsible for Insurance Mediation (3 Nov 2014 to 30 Sep 2018)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (10 Feb 2012 to 10 Dec 2014)
    • CF4 Partner (AR) (20 May 2008 to 23 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 10 Dec 2014)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (25 Mar 2010 to 26 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.