John Joe Traynor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP
FRN 713859
- CF30 Customer (since 18 Aug 2021)
- CF4 Partner (AR) (since 18 Aug 2021)
- CF1 Director (AR) (27 Dec 2024 to 7 Aug 2025)
Serpentine Lake Capital LLP
FRN 954060
- (1)Employed By (since 18 Aug 2021)
H2 HoldCo Limited (no longer approved here)
FRN 1023042
- (2)Employed By (27 Dec 2024 to 8 Aug 2025)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (17 Apr 2003 to 18 Jan 2005)
- CF23 Corporate Finance Adviser (2 Dec 2001 to 17 Apr 2003)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.