Serpentine Lake Capital LLP

FRN: 954060
Companies House: OC434235
Last scraped: 1 hour ago

This firm operates as an appointed representative of Thornbridge Investment Management LLP. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

No 1 Royal Exchange

London

EC3V 3DG

UNITED KINGDOM

Phone

+447738496172

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Evgenia Roberts
IRN EXB01457
- (1)Employed By (29 Jul 2022 to 21 Nov 2025)
John Joe Traynor
IRN JJT01015
- (1)Employed By (since 18 Aug 2021)
Richard John Hulf
IRN RJH01271
- (2)Employed By (since 17 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.