John Edward Pryce-Robertson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Eschler Asset Management LLP
FRN 510079
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jan 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (1 Feb 2019 to 8 Dec 2019)
- CF30 Customer (23 Apr 2018 to 8 Dec 2019)
Cognition Investment Partners Limited (no longer approved here)
FRN 798536
- Employed By (15 Jan 2018 to 8 Dec 2019)
Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (31 Mar 2017 to 16 May 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.