John Hampel

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Y Tree Limited

    FRN 967369

    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
    • SMF3 Executive Director (since 17 Jan 2023)
    • [FCA CF] Client dealing (since 17 Jan 2023)
    • Responsible for Insurance Distribution (16 Jul 2025 to 1 Oct 2025)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (6 Jun 2022 to 11 Jan 2023)
    • CF30 Customer (6 Jun 2022 to 11 Jan 2023)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • [FCA CF] Client dealing (25 Mar 2021 to 16 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (25 Mar 2021 to 16 Jan 2023)
    • CF1 Director (AR) (1 May 2019 to 16 Jan 2023)
    • CF30 Customer (6 Feb 2018 to 16 Jan 2023)
  • Y Tree Limited (no longer approved here)

    FRN 799043

    • Employed By (6 Feb 2018 to 16 Jan 2023)
  • Partners Capital LLP (no longer approved here)

    FRN 475743

    • CF30 Customer (22 Jan 2008 to 4 Mar 2016)
    • CF4 Partner (22 Jan 2008 to 4 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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