THESIS Unit Trust Management Limited

Date authorised
1 April 2013
Companies House
03508646
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchange Building
    St John's Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415
  • Complaints Contact

    Exchange Building
    St John's Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Jane Tansey Wilkins

    IRN HJW01029

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (31 Mar 2021 to 7 Dec 2021)
    • CF30 Customer (10 Jan 2014 to 8 Dec 2019)
  • Janet Rumney

    IRN JXR00168

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • John Nicholas Stapleton

    IRN JNS01015

    • CF1 Director (1 Dec 2001 to 23 Feb 2005)
  • Keith Andrew Maner

    IRN KAM01071

    • CF28 Systems and controls (1 Nov 2007 to 1 Nov 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Jul 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
  • Keniston Warren Simpson

    IRN KWS01026

    • CF2 Non Executive Director (14 Dec 2004 to 11 Dec 2006)
  • Krisztina Clarke

    IRN KXC01369

    • [FCA CF] Material risk taker (30 Mar 2021 to 31 Mar 2021)
    • [FCA CF] Significant management (9 Dec 2020 to 6 Dec 2023)
  • Mark Sullivan

    IRN MXS00299

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Martin Bailey

    IRN MXB00266

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Matthew John Talbot Hoggarth

    IRN MXH17210

    • [FCA CF] Manager of certification employee (since 7 Dec 2022)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Michael Joseph Lally

    IRN MJL01107

    • CF1 Director (1 Dec 2001 to 5 Sep 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.