THESIS Unit Trust Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Exchange BuildingSt John's StreetChichesterWest SussexPO19 1UPUNITED KINGDOM- Phone
- +441243753415
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Complaints Contact
Exchange BuildingSt John's StreetChichesterWest SussexPO19 1UPUNITED KINGDOM- Phone
- +441243753415
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Helen Jane Tansey Wilkins
IRN HJW01029
- [FCA CF] Material risk taker (since 31 Mar 2021)
- [FCA CF] Significant management (31 Mar 2021 to 7 Dec 2021)
- CF30 Customer (10 Jan 2014 to 8 Dec 2019)
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Janet Rumney
IRN JXR00168
- [FCA CF] Material risk taker (since 30 Mar 2021)
- [FCA CF] Significant management (since 9 Dec 2020)
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John Nicholas Stapleton
IRN JNS01015
- CF1 Director (1 Dec 2001 to 23 Feb 2005)
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Keith Andrew Maner
IRN KAM01071
- CF28 Systems and controls (1 Nov 2007 to 1 Nov 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 20 Jul 2012)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2007)
- CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
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Keniston Warren Simpson
IRN KWS01026
- CF2 Non Executive Director (14 Dec 2004 to 11 Dec 2006)
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Krisztina Clarke
IRN KXC01369
- [FCA CF] Material risk taker (30 Mar 2021 to 31 Mar 2021)
- [FCA CF] Significant management (9 Dec 2020 to 6 Dec 2023)
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Mark Sullivan
IRN MXS00299
- [FCA CF] Material risk taker (since 30 Mar 2021)
- [FCA CF] Significant management (since 9 Dec 2020)
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Martin Bailey
IRN MXB00266
- [FCA CF] Material risk taker (since 30 Mar 2021)
- [FCA CF] Significant management (since 9 Dec 2020)
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Matthew John Talbot Hoggarth
IRN MXH17210
- [FCA CF] Manager of certification employee (since 7 Dec 2022)
- [FCA CF] Significant management (since 9 Dec 2020)
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Michael Joseph Lally
IRN MJL01107
- CF1 Director (1 Dec 2001 to 5 Sep 2011)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.