THESIS Unit Trust Management Limited

Date authorised
1 April 2013
Companies House
03508646
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchange Building
    St John's Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415
    Web
    https://www.tutman.co.uk

  • Complaints Contact

    Exchange Building
    St John's Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Miranda Chapple

    IRN MXC00261

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Neil Leslie Lloyd

    IRN NLL01017

    • CF28 Systems and controls (26 Jul 2013 to 17 May 2016)
    • CF11 Money Laundering Reporting (6 Aug 2012 to 26 Nov 2015)
    • CF10 Compliance Oversight (13 Jun 2012 to 15 Sep 2015)
  • Nicola Claire Palios

    IRN NCD01007

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (1 Oct 2018 to 8 Dec 2019)
  • Nigel Paul Daisy

    IRN NPD01042

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2019 to 28 Nov 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2024)
    • CF10 Compliance Oversight (27 Jul 2015 to 8 Dec 2019)
  • Paul John Field

    IRN PJF01098

    • CF21 Investment Adviser (1 Nov 2002 to 22 May 2003)
  • Peter William John Duffield

    IRN PWD01039

    • CF2 Non Executive Director (5 Jan 2005 to 11 Dec 2006)
  • Rodney Brian Neville Fisher

    IRN RBF01007

    • CF1 Director (1 Dec 2001 to 18 Dec 2003)
    • CF13 Finance (1 Dec 2001 to 18 Dec 2003)
  • Samantha Dawn Butlin

    IRN SDK01017

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 6 Dec 2023)
    • CF29 Significant management (23 Jan 2014 to 8 Dec 2019)
    • CF30 Customer (23 Jan 2014 to 8 Dec 2019)
  • Sara Kirdar

    IRN SXK00651

    • [FCA CF] Significant management (since 1 Jun 2023)
    • [FCA CF] Material risk taker (since 1 Jun 2023)
  • Sarah Elizabeth Noone

    IRN SEN01020

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (19 May 2015 to 30 Sep 2018)
    • CF1 Director (29 Apr 2009 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.