Keith Andrew Maner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF28 Systems and controls (1 Nov 2007 to 1 Nov 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jul 2012)
  • THESIS Unit Trust Management Limited (no longer approved here)

    FRN 186882

    • CF28 Systems and controls (1 Nov 2007 to 1 Nov 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Jul 2012)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.