The Tavistock Partnership Limited

Date authorised
1 April 2013
Companies House
04304782
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Queens Square
    Ascot Business Park
    Lyndhurst Road
    Ascot
    SL5 9FE
    UNITED KINGDOM
    Phone
    +4401753867000
    Web
    https://www.tavistockinvestments.com

  • Complaints Contact

    1 Queens Square
    Ascot Business Park
    Lyndhurst Road
    Ascot
    SL5 9FE
    UNITED KINGDOM
    Phone
    +4401753867000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kristen Leslie Cunliffe

    IRN KLD01027

    • CF1 Director (AR) (28 Apr 2017 to 29 Nov 2019)
    • CF30 Customer (28 Apr 2017 to 29 Nov 2019)
  • Lindsey Jayne Adams

    IRN LJA00002

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 May 2023)
    • CF1 Director (AR) (29 Mar 2017 to 24 May 2023)
    • CF30 Customer (29 Mar 2017 to 24 May 2023)
  • Louise Ellen Pepper

    IRN LEP01019

    • CF1 Director (AR) (31 Mar 2017 to 31 Jul 2017)
    • CF30 Customer (31 Mar 2017 to 31 Jul 2017)
  • Malcolm Andrew Harper

    IRN MAH00082

    • SMF1 Chief Executive (9 Dec 2019 to 2 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 2 Dec 2024)
    • Responsibility for MCD Intermediation (11 Jun 2019 to 2 Dec 2024)
    • Responsible for Insurance Distribution (11 Jun 2019 to 2 Dec 2024)
    • CF1 Director (14 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (14 Dec 2018 to 8 Dec 2019)
  • Malcolm Hodgson

    IRN MXH00017

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Feb 2021)
    • CF30 Customer (28 Aug 2018 to 15 Feb 2021)
  • Mark Johnson

    IRN MXJ01349

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Sep 2023)
    • CF1 Director (AR) (6 Apr 2017 to 21 Sep 2023)
    • CF30 Customer (6 Apr 2017 to 21 Sep 2023)
  • Mark Lionel Smitheram

    IRN MLS00028

    • CF30 Customer (9 Apr 2013 to 17 Mar 2017)
  • Mark Manning

    IRN MXM00073

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Sep 2023)
    • CF1 Director (AR) (13 Apr 2017 to 21 Sep 2023)
    • CF30 Customer (13 Apr 2017 to 21 Sep 2023)
  • Mark Ronald Archibald Wilson

    IRN MRW00070

    • SMF3 Executive Director (12 Jun 2020 to 31 Jan 2023)
  • Mark Schofield

    IRN MXS01620

    • CF1 Director (AR) (28 Mar 2017 to 3 Jun 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.