Malcolm Andrew Harper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partners LLP

    FRN 402531

    • [FCA CF] Significant management (since 2 Dec 2025)
  • Saltus Financial Planning Limited

    FRN 722703

    • [FCA CF] Significant management (since 2 Dec 2025)
  • Saltus Partnership Limited

    FRN 554381

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsibility for MCD Intermediation (since 12 Nov 2025)
    • SMF3 Executive Director (since 12 Nov 2025)
    • Responsible for Insurance Distribution (since 12 Nov 2025)
    • [FCA CF] Client dealing (since 22 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2025)
    • [FCA CF] Manager of certification employee (22 Jul 2025 to 1 Dec 2025)
  • TAVISTOCK PARTNERS (UK) LTD

    FRN 230342

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jan 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 28 Jan 2025)
    • Responsible for Insurance Distribution (14 Dec 2018 to 28 Jan 2025)
    • CF3 Chief Executive (14 Dec 2018 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Jul 2017)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Jul 2017)
    • CF11 Money Laundering Reporting (15 Mar 2004 to 4 Jul 2017)
    • CF1 Director (15 Mar 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Mar 2004 to 4 Jul 2017)
    • CF21 Investment Adviser (15 Mar 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (15 Mar 2004 to 31 Mar 2009)
  • SALTUS WEALTH PARTNERSHIP LIMITED

    FRN 449607

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 14 Dec 2018)
    • Responsible for Insurance Distribution (since 14 Dec 2018)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Sep 2025)
    • CF1 Director (14 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (14 Dec 2018 to 8 Dec 2019)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • SMF1 Chief Executive (9 Dec 2019 to 2 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 2 Dec 2024)
    • Responsible for Insurance Distribution (11 Jun 2019 to 2 Dec 2024)
    • Responsibility for MCD Intermediation (11 Jun 2019 to 2 Dec 2024)
    • CF1 Director (14 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (14 Dec 2018 to 8 Dec 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF21 Investment Adviser (2 Dec 2002 to 3 Jan 2003)
  • AFH Executive Financial Planning Ltd (no longer approved here)

    FRN 200500

    • (10)Employed By (3 Jul 2001 to 20 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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