Kristen Leslie Cunliffe

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Red Star Wealth Management Limited

    FRN 948639

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Jul 2021)
    • Responsible for Insurance Distribution (since 28 Jun 2021)
    • SMF16 Compliance Oversight (since 28 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jun 2021)
    • SMF3 Executive Director (since 28 Jun 2021)
    • [FCA CF] Client dealing (5 Jul 2021 to 28 Jun 2022)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (28 Apr 2017 to 29 Nov 2019)
    • CF30 Customer (28 Apr 2017 to 29 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

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