Louise Ellen Pepper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bespoke Financial Planning Kent Limited

    FRN 795258

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 5 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (4 Jun 2018 to 8 Dec 2019)
    • CF1 Director (4 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (4 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jun 2018 to 30 Sep 2018)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (31 Mar 2017 to 31 Jul 2017)
    • CF30 Customer (31 Mar 2017 to 31 Jul 2017)
  • Bespoke Financial Planning Kent Ltd (no longer approved here)

    FRN 605539

    • Employed By (13 Aug 2013 to 30 May 2018)
  • Magee Gammon Financial Planning Ltd (no longer approved here)

    FRN 506176

    • (9)Employed By (1 Mar 2011 to 1 Mar 2013)
  • FINANCIAL ADVICE & SERVICES LIMITED (no longer approved here)

    FRN 147876

    • CF30 Customer (21 Feb 2011 to 1 Mar 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 May 2010 to 28 May 2010)
  • AV Trinity Limited (no longer approved here)

    FRN 182032

    • CF30 Customer (26 Apr 2010 to 28 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Magee Gammon Financial Planning Ltd

  2. controlled function added: (9)Employed By at Magee Gammon Financial Planning Ltd