AV Trinity Limited

• Principal Place of Business

  A V Trinity Ltd

  77 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892612500

  Web

  https://www.avtrinity.com

• Complaints Contact

  A V Trinity Ltd

  77 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +441892612500

• Buy-to-Let Mortgage Advice

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Robert Eaton

  IRN BRE01010

  • CF21 Investment Adviser (26 Apr 2006 to 26 Oct 2007)
• Bethany Lawton

  IRN BXW15758

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
• Bruce Francis Regan

  IRN BFR00001

  • CF30 Customer (18 Jul 2011 to 12 Dec 2011)
• Cammas James MacCormick

  IRN CJM01264

  • CF30 Customer (11 Jun 2015 to 17 Aug 2018)
• Catherine Laura Greeves

  IRN CLG00001

  • CF30 Customer (12 Aug 2013 to 14 Jul 2015)
• Clifford Garry Patterson

  IRN CGP00003

  • SMF9 Chair of the Governing Body (31 Mar 2020 to 31 Jul 2025)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2019)
  • Responsibility for MCD Intermediation (16 May 2016 to 30 Sep 2019)
  • Responsible for Insurance Mediation (16 May 2016 to 30 Sep 2018)
  • CF1 Director (16 May 2016 to 8 Dec 2019)
  • CF30 Customer (16 Apr 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Mar 2015 to 30 Sep 2019)
  • CF11 Money Laundering Reporting (19 Mar 2015 to 30 Sep 2019)
• David Hackett

  IRN DXH00001

  • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
  • CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (10 Jun 2005 to 31 Oct 2007)
• Deborah Mary Anne Cargo

  IRN DME00022

  • CF30 Customer (2 Jan 2018 to 12 Jul 2018)
• Edward John Shaw

  IRN EJS01092

  • CF30 Customer (30 Apr 2012 to 13 Mar 2015)
• Emma Charles

  IRN EJC00036

  • CF1 Director (10 Jun 2008 to 8 Jul 2011)
  • CF30 Customer (1 Nov 2007 to 8 Jul 2011)
  • CF21 Investment Adviser (30 Jul 2002 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (30 Jul 2002 to 31 Oct 2007)

• Clapton Consultants Limited (no longer appointed)

  FRN 580853 · Appointed 9 May 2012 · Until 27 Oct 2014

• AV Private Wealth Management Ltd (no longer appointed)

  FRN 452987 · Appointed 7 Jun 2006 · Until 31 Mar 2009

• Professional Financial Consultants Ltd (no longer appointed)

  FRN 205975 · Appointed 14 Feb 2002 · Until 15 Oct 2002

• Bridgehead (UK) Limited (no longer appointed)

  FRN 193134 · Appointed 31 Mar 2000 · Until 15 Mar 2011

No changes recorded yet.