Deborah Mary Anne Cargo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Jan 2024 to 5 Jan 2026)
    • CF30 Customer (16 Dec 2023 to 5 Jan 2026)
  • Deborah Cargo (no longer approved here)

    FRN 1007014

    • (1)Employed By (16 Dec 2023 to 5 Jan 2026)
  • ELLIS BATES WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 631117

    • (82)[FCA CF] Client dealing (22 Aug 2022 to 27 Oct 2023)
    • (83)[FCA CF] Functions requiring qualifications (22 Aug 2022 to 27 Oct 2023)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • [FCA CF] Functions requiring qualifications (1 Mar 2020 to 19 Aug 2022)
    • [FCA CF] Client dealing (1 Mar 2020 to 19 Aug 2022)
    • CF30 Customer (3 Oct 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (30 Oct 2018 to 7 May 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (390)Employed By (30 Oct 2018 to 7 May 2019)
  • Roxburgh Ltd (no longer approved here)

    FRN 464721

    • Employed By (9 Oct 2018 to 7 May 2019)
  • AV Trinity Limited (no longer approved here)

    FRN 182032

    • CF30 Customer (2 Jan 2018 to 12 Jul 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Jun 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (82)[FCA CF] Client dealing at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (83)[FCA CF] Functions requiring qualifications at ELLIS BATES WEALTH MANAGEMENT LTD