Clifford Garry Patterson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AV Trinity Limited (no longer approved here)
FRN 182032
- SMF9 Chair of the Governing Body (31 Mar 2020 to 31 Jul 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2023)
- SMF3 Executive Director (9 Dec 2019 to 31 Jul 2023)
- [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2019)
- CF1 Director (16 May 2016 to 8 Dec 2019)
- Responsibility for MCD Intermediation (16 May 2016 to 30 Sep 2019)
- Responsible for Insurance Mediation (16 May 2016 to 30 Sep 2018)
- CF30 Customer (16 Apr 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Mar 2015 to 30 Sep 2019)
- CF10 Compliance Oversight (19 Mar 2015 to 30 Sep 2019)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF1 Director (AR) (29 Aug 2013 to 7 Jan 2015)
- CF30 Customer (22 Aug 2013 to 7 Jan 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.