Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AV Trinity Limited (no longer approved here)

    FRN 182032

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (10 Jun 2005 to 31 Oct 2007)
  • AV Private Wealth Management Ltd (no longer approved here)

    FRN 452987

    • Employed By (21 Sep 2006 to 3 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

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