Bruce Francis Regan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 20 May 2021)
    • [FCA CF] Client dealing (since 20 May 2021)
  • AV Trinity Limited (no longer approved here)

    FRN 182032

    • CF30 Customer (18 Jul 2011 to 12 Dec 2011)
  • FMS Sevenoaks LLP (no longer approved here)

    FRN 463221

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF24 Pension Transfer Specialist (1 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.