FMS Sevenoaks LLP

• Principal Place of Business

  Second Floor

  87-93 High Street

  Sevenoaks

  Kent

  TN13 1LE

  UNITED KINGDOM

  Phone

  +441732227700

  Web

  https://www.fms-sevenoaks.co.uk

• Complaints Contact

  Second Floor

  87-93 High Street

  Sevenoaks

  Kent

  TN13 1LE

  UNITED KINGDOM

  Phone

  +441732227700

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . FMS South Park Limited

  IRN XXF01022

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Mar 2007 to 8 Dec 2019)
• Bruce Francis Regan

  IRN BFR00001

  • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
  • CF24 Pension Transfer Specialist (1 Mar 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
• David Richard Croft

  IRN DRC00020

  • SMF27 Partner (9 Dec 2019 to 18 Feb 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • CF4 Partner (1 Mar 2007 to 8 Dec 2019)
• Gillian Billing

  IRN GXB00116

  • SMF27 Partner (since 30 Jan 2021)
• Graham Stuart Hubbard

  IRN GSH00031

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF27 Partner (since 21 Dec 2023)
  • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
  • [FCA CF] Client dealing (since 2 Nov 2020)
• Lesley Susan Hindlet

  IRN LSH01028

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Sep 2022)
  • CF11 Money Laundering Reporting (23 Apr 2009 to 8 Dec 2019)
• Peter John Collinson

  IRN PJC00012

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (15 Mar 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Mar 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
• Ronald Michael Butler

  IRN RMB00002

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
  • CF4 Partner (1 Mar 2007 to 8 Dec 2019)
• Simon Richard Billing

  IRN SRB00012

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Sep 2022)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (1 Mar 2007 to 8 Dec 2019)
  • CF4 Partner (1 Mar 2007 to 8 Dec 2019)
• Stuart Foden

  IRN SXF00436

  • SMF27 Partner (since 22 Dec 2023)

No changes recorded yet.