Graham Stuart Hubbard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FMS Sevenoaks LLP

    FRN 463221

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF27 Partner (since 21 Dec 2023)
    • [FCA CF] Client dealing (since 2 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2020)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2020)
    • CF30 Customer (28 Sep 2019 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.