The Tavistock Partnership Limited

Date authorised
1 April 2013
Companies House
04304782
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Queens Square
    Ascot Business Park
    Lyndhurst Road
    Ascot
    SL5 9FE
    UNITED KINGDOM
    Phone
    +4401753867000
    Web
    https://www.tavistockinvestments.com

  • Complaints Contact

    1 Queens Square
    Ascot Business Park
    Lyndhurst Road
    Ascot
    SL5 9FE
    UNITED KINGDOM
    Phone
    +4401753867000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the administration of debt management plans. In this limitation debt management plans are defined as: ”a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregor Mark Preston

    IRN GXP21436

    • SMF16 Compliance Oversight (since 8 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Mar 2022)
    • SMF3 Executive Director (since 8 Mar 2022)
  • Guy Peter Mee

    IRN GXM00375

    • CF30 Customer (9 Nov 2021 to 1 Sep 2022)
    • [FCA CF] Client dealing (9 Nov 2021 to 1 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Nov 2021 to 1 Sep 2022)
  • Ian Craig Simpson

    IRN ICS00012

    • CF30 Customer (11 Apr 2017 to 15 Nov 2018)
  • Ian Peter Adey

    IRN APA00002

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2023)
    • CF30 Customer (30 Mar 2017 to 28 Nov 2023)
    • CF1 Director (AR) (30 Mar 2017 to 28 Nov 2023)
  • Ian Simon Harding

    IRN ISH00001

    • CF30 Customer (18 Apr 2017 to 30 Apr 2019)
  • Ivan Andrew Cullum

    IRN IAC00003

    • CF30 Customer (24 Feb 2016 to 1 Feb 2017)
  • James Andrew King

    IRN JXK01200

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Feb 2020)
    • CF30 Customer (since 26 Feb 2020)
    • Appointed representative dealing with clients for which they require qualification (since 26 Feb 2020)
    • CF4 Partner (AR) (since 26 Feb 2020)
  • James Craigie Thom

    IRN JCT00007

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (AR) (30 Mar 2017 to 31 Mar 2021)
    • CF30 Customer (30 Mar 2017 to 31 Mar 2021)
  • James Louis Howarth

    IRN JLH00014

    • CF4 Partner (AR) (31 Mar 2017 to 31 Oct 2018)
    • CF30 Customer (31 Mar 2017 to 31 Oct 2018)
  • James Philip Mee

    IRN JPM01394

    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Apr 2021)
    • CF30 Customer (since 20 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 20 Apr 2021)
    • CF1 Director (AR) (since 20 Apr 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.