Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 23 Jan 2024)
- [FCA CF] Client dealing (since 23 Jan 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Jan 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2024)
- CF30 Customer (23 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (18 Apr 2017 to 30 Apr 2019)
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- (3)Employed By (5 Dec 2014 to 8 Dec 2019)
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- CF30 Customer (4 Feb 2011 to 23 Feb 2011)
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- (13)Employed By (1 Jun 2010 to 8 Feb 2011)
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- CF30 Customer (2 Nov 2009 to 8 Feb 2011)
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- CF21 Investment Adviser (12 Aug 2003 to 21 Dec 2005)
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- Employed By (12 Aug 2003 to 21 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Financial Planning For Professionals Limited
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controlled function added: (13)Employed By at Financial Planning For Professionals Limited