Ivan Andrew Cullum

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IAC Financial Planning Ltd

    FRN 786411

    • 21. Advising or arranging (bringing about) equity release transactions
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 7 Oct 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Oct 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 7 Oct 2025)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (1 Feb 2018 to 31 Jan 2023)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • CF30 Customer (24 Oct 2016 to 9 Apr 2018)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (24 Feb 2016 to 1 Feb 2017)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Apr 2011 to 31 Dec 2012)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF21 Investment Adviser (17 Jul 2002 to 27 Apr 2004)
  • Compass Associates (2600) (no longer approved here)

    FRN 200224

    • Employed By (5 Feb 1999 to 9 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.