IAC Financial Planning Ltd

• Principal Place of Business

  Culver House

  13 West Street

  Tavistock

  Devon

  PL19 8AN

  UNITED KINGDOM

  Phone

  +441822617960

  Web

  https://www.iacfinancialplanning.co.uk

• Complaints Contact

  Culver House

  13 West Street

  Tavistock

  Devon

  PL19 8AN

  UNITED KINGDOM

  Phone

  +441822617960

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Andrew Palmer

  IRN CAP01135

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Responsible for Insurance Distribution (since 14 Oct 2025)
  • SMF3 Executive Director (since 14 Oct 2025)
  • [FCA CF] Client dealing (since 28 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Apr 2025)
• David Robert Burch

  IRN DRB00020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 May 2025)
  • [FCA CF] Client dealing (since 1 May 2025)
• Emma Haydn Bird

  IRN EXJ00027

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 25 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2025)
  • [FCA CF] Client dealing (since 15 Apr 2025)
• Gemma Michelle Grice

  IRN GXG14306

  • SMF3 Executive Director (14 Oct 2025 to 14 Dec 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Oct 2025 to 14 Dec 2025)
  • SMF16 Compliance Oversight (14 Oct 2025 to 14 Dec 2025)
• Ivan Andrew Cullum

  IRN IAC00003

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Oct 2025)
  • SMF3 Executive Director (9 Dec 2019 to 7 Oct 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 7 Oct 2025)
  • Responsibility for MCD Intermediation (1 Feb 2018 to 31 Jan 2023)
  • CF1 Director (1 Feb 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
• Rebecca Katriona Adams

  IRN RKA01038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Mar 2026)
  • SMF16 Compliance Oversight (since 6 Mar 2026)
  • SMF3 Executive Director (since 7 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 28 Apr 2025)
  • [FCA CF] Client dealing (since 28 Apr 2025)
• Ross Christopher Biddiss

  IRN RCB01204

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 17 Oct 2025)
  • [FCA CF] Client dealing (since 28 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Apr 2025)

No changes recorded yet.