Gemma Michelle Grice

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IAC Financial Planning Ltd (no longer approved here)
FRN 786411
- SMF16 Compliance Oversight (14 Oct 2025 to 14 Dec 2025)
- SMF3 Executive Director (14 Oct 2025 to 14 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Oct 2025 to 14 Dec 2025)
Hansford Bell Financial Planning Ltd (no longer approved here)
FRN 482388
- SMF3 Executive Director (13 Apr 2021 to 14 Dec 2025)
- Responsibility for MCD Intermediation (13 Apr 2021 to 14 Dec 2025)
- Responsible for Insurance Distribution (13 Apr 2021 to 14 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Dec 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Dec 2025)
- CF10 Compliance Oversight (29 Jul 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (29 Jul 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.