Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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IAC Financial Planning Ltd
FRN 786411
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 17 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 28 Apr 2025)
- [FCA CF] Client dealing (since 28 Apr 2025)
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Hansford Bell Financial Planning Ltd
FRN 482388
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Feb 2021)
- [FCA CF] Client dealing (since 2 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
- CF30 Customer (6 Sep 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.