James Craigie Thom

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (5 Mar 2021 to 23 Feb 2024)
    • [FCA CF] Client dealing (5 Mar 2021 to 23 Feb 2024)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (30 Mar 2017 to 31 Mar 2021)
    • CF1 Director (AR) (30 Mar 2017 to 31 Mar 2021)
  • Thom IFA Ltd (no longer approved here)

    FRN 521180

    • Employed By (25 Mar 2010 to 31 Mar 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 19 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.