The Prudential Assurance Company Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Assistance, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Charles Riggall

  IRN MXR42378

  • [FCA CF] Client dealing (14 Oct 2020 to 31 Dec 2023)
  • [FCA CF] Manager of certification employee (14 Oct 2020 to 31 Dec 2023)
  • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2023)
• Mark Edward Tucker

  IRN MET01018

  • CF29 Significant management (1 Nov 2007 to 30 Sep 2009)
  • CF10 Compliance Oversight (17 Apr 2007 to 18 Jun 2007)
  • CF2 Non Executive Director (30 Jan 2006 to 30 Jun 2009)
  • CF1 Director (8 Nov 2005 to 30 Jan 2006)
  • CF3 Chief Executive (8 Nov 2005 to 30 Jan 2006)
  • CF8 Apportionment and Oversight (8 Nov 2005 to 30 Jan 2006)
  • CF19 Significant Mgt (Financial Resources) (9 May 2005 to 8 Nov 2005)
  • CF16 Significant Mgt (Desgntd Investment Business) (10 Dec 2001 to 30 Jun 2003)
• Mark Harold Baxter

  IRN MHB01065

  • CF28 Systems and controls (7 Jul 2014 to 11 Nov 2015)
• Mark James St John Nancarrow

  IRN MXN00060

  • CF17 Significant Mgt (Other Business Operations) (31 Aug 2006 to 10 Nov 2006)
• Mark John Britton

  IRN MJB00137

  • CF21 Investment Adviser (6 Jun 2002 to 10 Mar 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)
• Mark Quinto McLane

  IRN MXM00174

  • [FCA CF] Significant management (since 20 Jul 2020)
• Mark Rhodes

  IRN MXR00282

  • [FCA CF] Significant management (31 Jul 2020 to 27 Sep 2021)
• Mark Simpson

  IRN MXS00193

  • [FCA CF] Significant management (27 Apr 2020 to 31 Aug 2022)
• Mark Thomas FitzPatrick

  IRN MTF00007

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 21 Oct 2019)
  • SIMF7 Group Entity Senior Insurance Manager Function (17 Jul 2017 to 9 Dec 2018)
  • CF11 Money Laundering Reporting (16 Dec 2011 to 25 May 2012)
  • CF28 Systems and controls (1 Jun 2010 to 15 Nov 2010)
  • CF14 Risk Assessment (14 Jul 2005 to 31 Aug 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 3 May 2002)
• Mark Thomas Wynne

  IRN MTW00022

  • CF21 Investment Adviser (6 Jun 2002 to 14 Jan 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)

No changes recorded yet.