Date authorised
1 April 2013
Companies House
03926063
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

    Show 1 limitation
    • · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Stephen Parr

    IRN JXP00091

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 9A. Advising on P2P agreements
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 3 May 2007)
    • CF21 Investment Adviser (12 Apr 2007 to 31 Oct 2007)
  • James Stilwell

    IRN JXS28228

    • Appointed representative dealing with clients for which they require qualification (6 Apr 2020 to 30 Aug 2024)
    • CF30 Customer (31 Mar 2020 to 30 Aug 2024)
  • James Strong

    IRN JXS00284

    • CF4 Partner (AR) (7 Mar 2002 to 1 Dec 2006)
  • James Stuart Liddell

    IRN JSL00007

    • CF30 Customer (1 Nov 2007 to 18 Dec 2007)
    • CF22 Investment Adviser (Trainee) (18 Jun 2007 to 31 Oct 2007)
  • James Thomas MacLean

    IRN JTM00013

    • CF30 Customer (1 Nov 2007 to 9 Sep 2011)
    • CF21 Investment Adviser (21 May 2004 to 31 Oct 2007)
  • James Tierney

    IRN JXT00021

    • CF30 Customer (1 Nov 2007 to 2 Jan 2014)
    • CF1 Director (AR) (22 Oct 2004 to 2 Jan 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • James Walter Child

    IRN JWC00025

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jan 2024)
    • CF30 Customer (28 Aug 2014 to 27 Jan 2024)
  • James William Docherty

    IRN JWD01040

    • CF4 Partner (AR) (17 Mar 2014 to 25 Nov 2015)
    • CF21 Investment Adviser (21 Oct 2002 to 15 May 2003)
    • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 21 Oct 2002)
  • Jamie Powell

    IRN JXP01538

    • CF21 Investment Adviser (18 Feb 2005 to 27 May 2005)
    • CF22 Investment Adviser (Trainee) (9 Aug 2004 to 18 Feb 2005)
  • Jamie Watts

    IRN JDW01164

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Feb 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Feb 2020)
    • CF1 Director (AR) (13 Dec 2012 to 11 Feb 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.