James Stuart Liddell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Matrix Model Group (UK) Ltd (no longer approved here)
FRN 401319
- CF30 Customer (6 Sep 2010 to 28 Dec 2012)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF30 Customer (1 Nov 2007 to 18 Dec 2007)
- CF22 Investment Adviser (Trainee) (18 Jun 2007 to 31 Oct 2007)
Parkgate Financial Solutions LLP (no longer approved here)
FRN 223461
- (7)Employed By (18 Jun 2007 to 18 Dec 2007)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF21 Investment Adviser (14 Jul 2006 to 8 Nov 2006)
PWS Financial Consulting Limited (no longer approved here)
FRN 124984
- CF21 Investment Adviser (4 Mar 2003 to 28 Jan 2005)
Parker Castle Limited (no longer approved here)
FRN 163031
- (4)Employed By (6 Feb 2001 to 24 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.