James Stilwell

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CW Executive Finance Limited

    FRN 1008798

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Sep 2024)
    • [FCA CF] Client dealing (since 4 Sep 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (6 Apr 2020 to 30 Aug 2024)
    • CF30 Customer (31 Mar 2020 to 30 Aug 2024)
  • CW Executive Finance Limited (no longer approved here)

    FRN 766573

    • Employed By (31 Mar 2020 to 30 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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