Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Money Matters (South East) Limited
FRN 400129
- (5)Employed By (since 24 Jun 2024)
- (4)Employed By (14 Jun 2021 to 27 Jan 2024)
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PFM Associates Limited
FRN 213724
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Client dealing (since 30 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
- CF30 Customer (since 15 Jan 2024)
- [FCA CF] Functions requiring qualifications (30 Jan 2024 to 18 Jun 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jan 2024)
- CF30 Customer (28 Aug 2014 to 27 Jan 2024)
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- (28)Employed By (11 May 2016 to 14 Jun 2021)
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- CF30 Customer (7 Dec 2015 to 8 Dec 2019)
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- Employed By (18 Jun 1999 to 30 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.