James William Docherty

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF4 Partner (AR) (17 Mar 2014 to 25 Nov 2015)
    • CF21 Investment Adviser (21 Oct 2002 to 15 May 2003)
    • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 21 Oct 2002)
  • Sterling Financial Group (no longer approved here)

    FRN 195628

    • (2)Employed By (19 Feb 2002 to 15 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.