Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Stuart Alsop
IRN NSA00004
- (2473)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2023)
- (2472)CF30 Customer (19 Aug 2015 to 30 Nov 2023)
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Neil Weiner
IRN NXW00051
- (2296)CF30 Customer (1 Nov 2007 to 10 Oct 2013)
- (2298)CF7 Sole Trader (AR) (6 Nov 2003 to 31 Jan 2007)
- (2297)CF21 Investment Adviser (6 Nov 2003 to 31 Oct 2007)
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Nicholas Bage
IRN NXB00010
- (1969)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Dec 2021)
- (1968)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Dec 2021)
- (1964)CF30 Customer (1 Nov 2007 to 17 Dec 2021)
- (1970)CF1 Director (AR) (30 Aug 2002 to 17 Dec 2021)
- (1966)CF21 Investment Adviser (3 Jan 2002 to 31 Oct 2007)
- (1965)CF24 Pension Transfer Specialist (3 Jan 2002 to 31 Oct 2007)
- (1967)CF7 Sole Trader (AR) (3 Jan 2002 to 3 Jan 2002)
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Nicholas Barry Lomax
IRN NBL01007
- (466)CF1 Director (AR) (21 Aug 2008 to 11 Jul 2013)
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Nicholas Coles
IRN NXC00015
- (1413)CF30 Customer (9 Sep 2020 to 16 Apr 2021)
- (1414)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Apr 2021)
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Nicholas Conrad Gorton
IRN NCG00006
- (1610)CF21 Investment Adviser (15 Mar 2005 to 29 Sep 2006)
- (1611)CF1 Director (AR) (15 Mar 2005 to 29 Sep 2006)
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Nicholas David Lawrence
IRN NDL01028
- (780)CF1 Director (AR) (20 Apr 2011 to 5 Aug 2012)
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Nicholas Derek Hyder
IRN NDH00005
- (2488)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2025)
- (2487)CF4 Partner (AR) (3 Aug 2009 to 1 Apr 2025)
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Nicholas James French
IRN NJF01081
- (2645)CF1 Director (AR) (25 Apr 2016 to 11 Oct 2016)
- (2646)CF1 Director (3 Jul 2015 to 11 Oct 2016)
- (2644)CF29 Significant management (24 Jan 2014 to 3 Jul 2015)
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Nicholas Kershaw
IRN NXK22167
- (1029)Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Sep 2020)
- (1030)CF1 Director (AR) (18 Oct 2019 to 8 Sep 2020)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Preferred Financial Planning Ltd (no longer appointed)
FRN 206193 · Appointed 29 Jun 2001 · Until 7 May 2005
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Stapleton Investment Services (no longer appointed)
FRN 206191 · Appointed 12 Jun 2001 · Until 4 Jul 2006
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Accountancy Investment Services Limited (no longer appointed)
FRN 195989 · Appointed 1 Jun 2001 · Until 7 Nov 2003
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Sterling Financial Group (no longer appointed)
FRN 195628 · Appointed 24 Apr 2001 · Until 6 Oct 2003
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Whittaker Financial Services Ltd (no longer appointed)
FRN 181167 · Appointed 24 Apr 2001 · Until 4 Aug 2005
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Neptune Independent Financial Advisers (no longer appointed)
FRN 195616 · Appointed 23 Apr 2001 · Until 8 Sep 2003
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Abbey House Financial Services (no longer appointed)
FRN 187491 · Appointed 18 Apr 2001 · Until 31 Dec 2004
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Jon Hardy Independent Financial Adviser (no longer appointed)
FRN 195333 · Appointed 26 Mar 2001 · Until 30 Oct 2003
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Andrew Morton & Company (no longer appointed)
FRN 185438 · Appointed 23 Mar 2001 · Until 28 May 2008
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2029)SMF3 Executive Director
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controlled function added: (2028)SMF9 Chair of the Governing Body
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controlled function added: (2027)SMF10 Chair of the Risk Committee
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controlled function added: (2026)CF1 Director (AR)
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controlled function added: (2025)SMF2 Chief Finance
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controlled function added: (2024)SMF3 Executive Director
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controlled function added: (2023)CF1 Director (AR)
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controlled function added: (2022)SMF3 Executive Director
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controlled function added: (2021)CF1 Director (AR)
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controlled function added: (2020)Director of firm who is not a certification employee or a SMF manager