Nicholas James French

• Novia Financial Plc (no longer approved here)

  FRN 481600

  • SMF18 Other Overall Responsibility (14 May 2025 to 31 Dec 2025)
  • [FCA CF] Material risk taker (18 Feb 2025 to 20 May 2025)
  • [FCA CF] Manager of certification employee (18 Feb 2025 to 20 May 2025)
• Blackfinch Investments Limited (no longer approved here)

  FRN 153860

  • [FCA CF] Material risk taker (1 Dec 2022 to 2 Jan 2025)
  • [FCA CF] Manager of certification employee (1 Dec 2022 to 2 Jan 2025)
  • [FCA CF] Significant management (1 Dec 2022 to 2 Jan 2025)
• GRAPHENE PLATFORMS LIMITED (no longer approved here)

  FRN 756360

  • [FCA CF] Manager of certification employee (6 Oct 2022 to 17 Oct 2022)
  • SMF9 Chair of the Governing Body (1 Sep 2021 to 7 Oct 2022)
  • SMF1 Chief Executive (16 Oct 2020 to 7 Oct 2022)
  • SMF3 Executive Director (16 Oct 2020 to 7 Oct 2022)
• Marlborough Investment Management Limited (no longer approved here)

  FRN 115231

  • [FCA CF] Client dealing (14 Jul 2022 to 7 Oct 2022)
  • [FCA CF] Manager of certification employee (14 Jul 2022 to 7 Oct 2022)
  • [FCA CF] Significant management (2 Nov 2021 to 7 Oct 2022)
• The On-Line Partnership Limited (no longer approved here)

  FRN 192638

  • CF1 Director (AR) (25 Apr 2016 to 11 Oct 2016)
  • CF1 Director (3 Jul 2015 to 11 Oct 2016)
  • CF29 Significant management (24 Jan 2014 to 3 Jul 2015)
• In Partnership Financial Advisers Limited (no longer approved here)

  FRN 744728

  • (31)Employed By (25 Apr 2016 to 11 Oct 2016)
• The Whitechurch Network Limited (no longer approved here)

  FRN 190859

  • CF1 Director (3 Jul 2015 to 11 Oct 2016)
  • CF29 Significant management (24 Jan 2014 to 3 Jul 2015)
• Russell Investments Limited (no longer approved here)

  FRN 122282

  • CF30 Customer (1 Nov 2007 to 20 Aug 2010)
  • CF21 Investment Adviser (8 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (27 Oct 2005 to 8 Dec 2006)

No changes recorded yet.