Neil Stuart Alsop

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 27 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (since 27 Feb 2025)
    • CF30 Customer (since 26 Feb 2025)
  • Prosperity Financial Limited

    FRN 1026422

    • (1)Employed By (since 26 Feb 2025)
  • Global WealthMAP Ltd (no longer approved here)

    FRN 827170

    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 10 Jan 2025)
    • [FCA CF] Client dealing (1 Feb 2024 to 10 Jan 2025)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2023)
    • CF30 Customer (19 Aug 2015 to 30 Nov 2023)
  • NKT Financial Solutions Limited (no longer approved here)

    FRN 464945

    • (3)Employed By (19 Aug 2015 to 30 Nov 2023)
  • RINGROSE GRIMSLEY LIMITED (no longer approved here)

    FRN 228585

    • CF22 Investment Adviser (Trainee) (14 Feb 2005 to 2 Mar 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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