Nicholas Conrad Gorton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Laine Financial Management Limited (no longer approved here)

    FRN 704336

    • Employed By (25 Nov 2020 to 30 Apr 2021)
  • North Laine Financial Management Limited (no longer approved here)

    FRN 446522

    • Appointed representative dealing with clients for which they require qualification (21 Oct 2020 to 30 Apr 2021)
    • [FCA CF] Client dealing (21 Oct 2020 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (21 Oct 2020 to 30 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2021)
    • CF1 Director (AR) (17 May 2010 to 6 May 2015)
    • CF30 Customer (1 Nov 2007 to 30 Apr 2021)
    • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
    • CF1 Director (2 Oct 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (2 Oct 2006 to 30 Sep 2018)
  • BIRCROFT WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 573487

    • Employed By (3 Feb 2012 to 20 May 2015)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (15 Mar 2005 to 29 Sep 2006)
    • CF21 Investment Adviser (15 Mar 2005 to 29 Sep 2006)
  • North Laine Financial Management Ltd (no longer approved here)

    FRN 232232

    • (3)Employed By (2 Jul 2004 to 29 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.