Nicholas Bage

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (21 Dec 2021 to 29 Feb 2024)
    • [FCA CF] Functions requiring qualifications (21 Dec 2021 to 29 Feb 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Dec 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 17 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2021)
    • CF1 Director (AR) (30 Aug 2002 to 17 Dec 2021)
    • CF7 Sole Trader (AR) (3 Jan 2002 to 3 Jan 2002)
    • CF21 Investment Adviser (3 Jan 2002 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (3 Jan 2002 to 31 Oct 2007)
  • Bespoke Financial Management Limited (no longer approved here)

    FRN 208539

    • Employed By (4 Oct 2002 to 17 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.