Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Peter Glenn Dyer
IRN GPD00008
- (562)4. Giving personal recommendations on retail investment products which are not broker funds
- (561)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (560)9A. Advising on P2P agreements
- (564)Appointed representative dealing with clients for which they require qualification (since 13 May 2020)
- (563)CF30 Customer (since 27 Apr 2020)
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Peter Grant
IRN PXG00048
- (520)CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- (521)CF21 Investment Adviser (26 Feb 2002 to 31 Oct 2007)
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Peter Grogan
IRN PXG00078
- (311)9A. Advising on P2P agreements
- (312)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (313)4. Giving personal recommendations on retail investment products which are not broker funds
- (315)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (314)CF30 Customer (since 1 Nov 2007)
- (2258)CF24 Pension Transfer Specialist (8 Dec 2005 to 31 Oct 2007)
- (2259)CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
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Peter Ian John Attrell
IRN PIA00002
- (869)4. Giving personal recommendations on retail investment products which are not broker funds
- (868)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (867)9A. Advising on P2P agreements
- (872)Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- (871)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (870)CF30 Customer (since 6 Mar 2014)
- (873)CF1 Director (AR) (since 30 Aug 2007)
- (2503)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (2504)CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
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Peter James Busby
IRN PJB00071
- (1158)CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2004)
- (1159)CF7 Sole Trader (AR) (1 Dec 2001 to 30 Sep 2004)
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Peter James Cooper
IRN PJC01225
- (910)CF4 Partner (AR) (27 May 2003 to 23 Sep 2004)
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Peter James Cooper
IRN PJC01246
- (1031)CF21 Investment Adviser (19 Sep 2005 to 22 Sep 2005)
- (1032)CF1 Director (AR) (25 Aug 2005 to 30 Apr 2008)
- (1033)CF1 Director (25 Aug 2005 to 23 Nov 2006)
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Peter James King
IRN PJK00010
- (476)CF21 Investment Adviser (26 Apr 2002 to 18 Mar 2003)
- (477)CF1 Director (AR) (26 Apr 2002 to 18 Mar 2003)
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Peter James Neal
IRN PJN00002
- (659)11. Pension transfer specialist
- (661)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (662)4. Giving personal recommendations on retail investment products which are not broker funds
- (660)9A. Advising on P2P agreements
- (665)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (663)CF30 Customer (since 1 Nov 2007)
- (664)CF4 Partner (AR) (since 2 Jan 2002)
- (2430)CF24 Pension Transfer Specialist (2 Jan 2002 to 31 Oct 2007)
- (2431)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Peter John Adams
IRN PJA00035
- (674)CF30 Customer (1 Nov 2007 to 30 Jun 2016)
- (675)CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
- (676)CF4 Partner (AR) (8 Aug 2005 to 30 Jun 2016)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Anne Grant Insurance Services (no longer appointed)
FRN 424899 · Appointed 27 Jan 2005 · Until 17 Mar 2006
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Active Finance Works Ltd (no longer appointed)
FRN 419789 · Appointed 6 Jan 2005 · Until 15 Jul 2024
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Bright Financial Solutions Ltd (no longer appointed)
FRN 418798 · Appointed 23 Dec 2004 · Until 30 Apr 2006
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Intro-Link Mills Young Ltd (no longer appointed)
FRN 416031 · Appointed 29 Nov 2004 · Until 28 Feb 2009
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HAC Mortgages and Loans (no longer appointed)
FRN 415460 · Appointed 23 Nov 2004 · Until 25 Aug 2005
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Swift Wealth Management
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (2036)SMF3 Executive Director
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controlled function added: (2035)SMF16 Compliance Oversight
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controlled function added: (2034)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (2033)CF1 Director (AR)
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controlled function added: (2032)SMF1 Chief Executive
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controlled function added: (2031)Responsible for Insurance Distribution
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controlled function added: (2030)Responsibility for MCD Intermediation