Peter James Neal

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (since 2 Jan 2002)
    • CF24 Pension Transfer Specialist (2 Jan 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Peter Neal Pensions LLP

    FRN 231099

    • (2)Employed By (since 6 Feb 2004)
  • Parkgate Financial Solutions LLP (no longer approved here)

    FRN 223461

    • (19)Employed By (19 Oct 2006 to 20 Aug 2012)
  • Milstead Neal Partnership (no longer approved here)

    FRN 197092

    • (2)Employed By (2 Jan 2002 to 16 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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