Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF30 Customer (since 6 Mar 2014)
- CF1 Director (AR) (since 30 Aug 2007)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (30 Aug 2007 to 31 Oct 2007)
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Colin Hookey Investment Consultants Ltd
FRN 206218
- Employed By (since 6 Mar 2007)
- Employed By (1 Dec 2001 to 1 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.