Peter Grogan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF24 Pension Transfer Specialist (8 Dec 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
  • APFS Financial Solutions LLP

    FRN 551195

    • (5)Employed By (since 1 Jul 2011)
  • PM & M Financial Services Ltd (no longer approved here)

    FRN 190149

    • (4)Employed By (8 Jan 1999 to 13 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at APFS Financial Solutions LLP

  2. controlled function added: (5)Employed By at APFS Financial Solutions LLP