The Korea Development Bank - London Branch

• Principal Place of Business

  The Korea Development Bank

  22 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402074263550

  Web

  https://www.kdb.co.kr

• Complaints Contact

  The Korea Development Bank

  Level 11, West, 22 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442074263550

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neill Anthony Webb

  IRN NAW01091

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 11 Aug 2020)
  • SMF16 Compliance Oversight (7 Mar 2016 to 11 Aug 2020)
  • CF10 Compliance Oversight (1 Oct 2009 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (17 Nov 2006 to 6 Mar 2016)
• No Hyun Kim

  IRN NHK01009

  • CF30 Customer (1 Nov 2007 to 19 Feb 2008)
  • CF26 Customer Trading (19 Mar 2007 to 31 Oct 2007)
• Nohyun Kim

  IRN NXK00160

  • SMF19 Head of Overseas Branch/Head of Overseas (9 May 2022 to 15 Jan 2025)
• Park In Suk

  IRN PXI01043

  • CF30 Customer (1 Nov 2007 to 11 Aug 2008)
  • CF23 Corporate Finance Adviser (10 Mar 2006 to 31 Oct 2007)
• Peter Arthur Czajkowski

  IRN PAC01339

  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • [PRA CF] Key function holder (1 Jan 2025 to 2 Jan 2025)
• Peter Martin Duffy

  IRN PMD01072

  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Aug 2005)
  • CF14 Risk Assessment (1 Dec 2001 to 6 Jul 2004)
• Philip Anthony Smith

  IRN PXS00093

  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • [FCA CF] Significant management (since 1 Jan 2025)
  • [PRA CF] Key function holder (1 Jan 2025 to 2 Jan 2025)
  • [FCA CF] Manager of certification employee (1 Jan 2025 to 1 Jul 2025)
• Richard Barry

  IRN RXB01763

  • CF10 Compliance Oversight (8 Aug 2005 to 30 Nov 2006)
  • CF11 Money Laundering Reporting (8 Aug 2005 to 30 Nov 2006)
• Saewook Kwon

  IRN SXK00471

  • [FCA CF] Proprietary trader (28 Apr 2022 to 12 Jul 2023)
  • [FCA CF] Client dealing (28 Apr 2022 to 12 Jul 2023)
• Sara Rosemary Cole

  IRN SRC01138

  • CF10 Compliance Oversight (15 Apr 2009 to 15 Apr 2009)

No changes recorded yet.