Richard Barry

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Communications Co Limited

    FRN 727652

    • SMF4 Chief Risk (since 29 Aug 2017)
    • SMF16 Compliance Oversight (since 20 Jun 2016)
    • SMF3 Executive Director (since 20 Jun 2016)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jun 2016)
  • Zenith Bank (UK) Limited (no longer approved here)

    FRN 451720

    • CF28 Systems and controls (1 Nov 2007 to 10 Sep 2010)
    • CF15 Internal Audit (30 Mar 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (30 Mar 2007 to 10 Sep 2010)
    • CF10 Compliance Oversight (30 Mar 2007 to 10 Sep 2010)
  • The Korea Development Bank - London Branch (no longer approved here)

    FRN 190652

    • CF10 Compliance Oversight (8 Aug 2005 to 30 Nov 2006)
    • CF11 Money Laundering Reporting (8 Aug 2005 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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