Philip Anthony Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Korea Development Bank - London Branch

    FRN 190652

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Significant management (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (1 Jan 2025 to 1 Jul 2025)
    • [PRA CF] Key function holder (1 Jan 2025 to 2 Jan 2025)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Manager of certification employee (2 Jun 2020 to 14 Jun 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 14 Jun 2021)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (2 Jun 2020 to 14 Jun 2021)
    • [FCA CF] Client dealing (5 Jan 2018 to 14 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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